at a lower fee. This is a temporary measure to promote more entries of knowledgeable and skilled auditors into the capital market. Interested auditors are welcome to apply for approval as capital
regulations specified by the SEC and arrange for IT security audit and a penetration test by a knowledgeable and skilled auditor who is independent from the responsible IT Unit before commencing service
instrument that will be effective from 1 January 2020. The report form will be revised to be in line with the financial statement form which has recently been revised. In addition, SEC considers it
complex instrument type 2 suspended for two months, effective from 21 October 2019. --------------------------- *Investment consultant on complex instrument Type 2 means an investment consultant
of a financial instrument according to its fair value
. The new digital platform also covers clearing and settlement, register of instrument holders, custody of instruments, and payment of interest or dividends.“The pilot project will be conducted on
bonds to become an important instrument for sustainable financing in Thailand. In this front, the SEC was given ADB support through a technical assistance on sustainability finance mobilization and
instrument or transaction is allowed without ratio limit, and obligations by way of borrowing or repurchasing (repo) agreement is permitted at the limit of 50 percent of the NAV.A hearing on the principles of
line with the regulations on debt instrument offerings under which REIT bonds could be either offered to the public or privately placed to high net worth and institutional investors. Moreover, REIT bonds
commercial banks’ regulatory capital requirements (Basel III Instrument) with regard to an offer for sale in the same manner. The insurance capital bond regulations will become effective on 8 January 2021