control system; (2) reviewing the financial report and financial information of the Office; (3) coordinating with the Office of the Auditor General of Thailand in the matter of auditing the financial
order to protect customers, maintain stability of the financial system or control the risks arising from derivatives, the Capital Market Supervisory Board shall have the power to specify in its
order to protect customers, maintain stability of the financial system or control the risks arising from derivatives, the Capital Market Supervisory Board shall have the power to specify in its
the internal control system; (2) reviewing the financial report and financial information of the SEC Office; (3) coordinating with the Office of the Auditor General of Thailand in the matter of auditing
Committee. SECTION 14/2.4 The Audit Committee shall have the following powers and duties: (1) re-examining and giving opinion to the SEC concerning the internal control system; (2) reviewing the financial
Increasing flexibility of supervision and control of securities business The SEC may exempt a securities company from undertaking or prescribe a securities company to undertake in a different manner from
supervise and control generally for the implementation of the provisions of this Act. In order to implement the first paragraph, the Minister may entrust any governmental agency under his supervision to carry
fourteen days after the date of such appointment or such change. Chapter 2 Management of the Fund _______________________ Section 12. 2 The Minister shall have the powers and duties to supervise and control
” means executive under Section 89/1; “control” means control under Section 89/1; “derivatives” means derivatives under the law on derivatives; “inside information” means information that has not been
manner as specified in the notification of the SEC. “control” or “controlling” means (1) holding of shares with voting right in a juristic person, which represent more than fifty percent of the total