professional services, a significant shareholder, controlling person, or partner of such provider with a service fee of more than two million baht per year during the period of two preceding year. * In case of
: Detail Content -Unofficial translation- Ministerial Regulation Concerning Approval on Undertaking Securities Business License in the Category of Investment Advisory Service B.E. 2545 By virtue of
. Save and Close × Home > Laws/Regulations > Regulations > Mutual Fund Regulations SHARE : Detail Content Mutual Fund A mutual fund is a significant investment
. Save and Close × Home > Laws/Regulations > Regulations > Mutual Fund Regulations SHARE : Detail Content Mutual Fund A mutual fund is a significant investment
dealing 3. Investment advisory service 3. Derivatives advisory service 4. Securities underwriting 4. Derivatives fund management 5. Mutual fund management 6. Private fund management
Content Management of Mutual Fund 7. Procedures for incorrect pricing (1) Retrospectively price correction only for the days of the significant errors in the valuation (at least one satang and worth at
Content Management of Mutual Fund 7. Procedures for incorrect pricing (1) Retrospectively price correction only for the days of the significant errors in the valuation (at least one satang and worth at
4. Changing mutual fund supervisor 5. Reducing mutual fund fees or expenses (2) Amendments that might request an approval by the SEC.in which must not has significant impact to the mutual fund
rights for the best interests of the mutual fund; 2. Exercise voting rights at shareholders' meetings in matter that may have significant impacts on the mutual fund's benefits; 3. Establish an operation
4. Changing mutual fund supervisor 5. Reducing mutual fund fees or expenses (2) Amendments that might request an approval by the SEC.in which must not has significant impact to the mutual fund