non-listed company, transfer restrictions of warrants must be registered prior to the offer to sell Additional conditions as prescribed Related Rules and Regulations The Notification of the Capital
the SEC/ SET. 3. The directors and executives shall be listed on the database of directors and executives of the securities issuing companies. 4. The controlling persons shall not have any of the
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market and the dissolution procedure is the same as listed funds. (3) Retail investors may redeem ETF investment units with the mutual fund management company and the rules and procedures must be clearly
submission of a report for an accounting period. (5) Announcement of dividend payment such as in the case of closed-end funds listed in Stock Exchange must comply with the Stock Exchange rules. (6) Actions
market and the dissolution procedure is the same as listed funds. (3) Retail investors may redeem ETF investment units with the mutual fund management company and the rules and procedures must be clearly
submission of a report for an accounting period. (5) Announcement of dividend payment such as in the case of closed-end funds listed in Stock Exchange must comply with the Stock Exchange rules. (6) Actions
of instruments comply with the requirements. 2. The transfer restriction is registered, including features of bonds, draft terms and conditions and a bondholders' representative appointment agreement
of instruments comply with the requirements. 2. The transfer restriction is registered, including features of bonds, draft terms and conditions and a bondholders' representative appointment agreement
business day. (2) Announcement the NAV and investment unit value: (2.1) For mutual fund which investment units are securities listed in the Stock Exchange, the NAV and the investment unit values as of the