this application. b. Please mark an X in the appropriate box corresponding to your answer c. Send complete and signed form to Accounting Supervision Department The Securities and Exchange Commission
application. b. Please mark an X in the appropriate box corresponding to your answer c. Send completed and signed forms to - Accounting Supervision Department The Securities and Exchange Commission, Thailand
: ( please tick where applicable ): Index comprising basket of securities recognised by foreign exchange which is a member of WFE, providing that such index shall comprising only (i) securities listed on
unitholders of the CIS (if applicable) 1.7 Auditor 1.8 Procedures for offering of the CIS units (B) Prospectus CIS operator must prepare a wrapper in case the prospectus as approved by, registered, or filed
approved by, registered, or filed with the Home Regulator does not contain the information specified in the registration statement listed above and other disclosure requirements stipulated by the SEC
Regulated CIS ________________________________________________________________________ 7) Please state on what date the ARFP Passport Fund is registered with its Home Regulator
.: _____________________________ Fax No.: ___________________________ 11) Is the Hong Kong Covered Management Company currently licensed by/registered with the Securities and Futures Commission of Hong Kong to conduct the
(1) or (2), excluding any provident fund. (16/1)3 “ selling agent ” means a securities company holding a securities underwriting license whereby selling of units is permitted; (17) “ registered capital
insurance policy issued by life insurance company to the insured as evidence that the insured and the life insurance company have signed a contract of life insurance and a contract of investment in investment
) Home Regulator of CIS Operator: _________________________________________ 13) Address of registered office: _______________________________________________________________________