acquire customers with stronger financial status and sound debt servicing ability. KBank has also emphasized customers’ early warning sign detection and behavior monitoring to ensure efficient monitoring
customers’ early warning sign detection and behavior monitoring to ensure efficient monitoring, recovery and collection processes. Credit Risk Management Process A credit risk management process, from
customers based on sector risk levels. A risk management mechanism has been established in response to risk events which may affect our customers. Early waring sign monitoring will trigger actions of
moment, the SEC official who accepts the application and the applicant must sign their names on the record of defect and the list of evidentiary documentation, and a period of time for the applicant to fix
to investors by brokers, to ensure they align with their debt repayment ability Enhance investor alerts on listed companies by providing more details of C sign Previously: only C sign posting
for new employees; employees annually sign for acknowledgment of the rules and penalties; the code of conduct is publicized for employees and outsiders. 1.3 There are procedures to monitor and assess
conflicts of interest and prioritise advancing the best interest of clients. Principle 3: Make informed investment decisions and engage in active ongoing monitoring of investee companies. Principle 4: Apply
interest of our members. Principle 3: Oversee asset managers to make informed investment decisions and engage in active ongoing monitoring of investee companies. Investment decisions should take into account
investment decisions and engage in active ongoing monitoring of investee companies. 4. Apply enhanced monitoring of and engagement with the investee companies if monitoring pursuant to (3) is considered
of Thailand (SET)’s measures, namely (1) restricting short selling for the securities on the SET approved list only, (2) requiring securities companies to flag the “S” sign on the shares on short