, examination results of related rules and investment advisory suitability are also required (past results are valid within two years on the filing date). T raining Courses for Migration (for IC and IP
, examination results of related rules and investment advisory suitability are also required (past results are valid within two years on the filing date). T raining Courses for Migration (for IC and IP
which the auditor is attached as prescribed by the regulations summarized below: Individual Qualifications (1) being a certified public accountant whose license is still valid; (2) being a leader of an
' meeting? A: In principle, a proposal for consideration of an agenda item is valid on the condition that the person who makes the proposal is a shareholder on the submission date and has the right to attend
whose license is still valid, being a leader of an audit firm or equivalent or being a partner of an audit firm or equivalent, having met the following audit experiences criteria; - having affixed
approved auditor s (Reference to clause 6(2) and Clause 8) Individual Qualifications being a certified public accountant whose license is still valid, being a leader of an audit firm or
with law controlling business undertaking of such legal entity; (2) not have financial condition that is likely to cause damage or any other circumstances that show its financial hardship; (3) within
show that its operational system will be prompt for operating securities business in the category of venture capital management; consideration on which will be taken into account its internal control
; (2) not have financial condition that is likely to cause damage or any other circumstances that show its financial hardship; (3) within three years preceding the year of filing application toward the
operating securities business in the category applying for the license, and other businesses as permitted by the SEC; (3) be able to show that its operational system will be prompt for operating securities