Thai HR Management Policy Report × Home > เกี่ยวกับ ก.ล.ต. > รายงานการดำเนินงาน > รายงานผลการบริหาร
supervision of investment management business; legal structure; and offering and sales of funds as well as the related disclosures that are material to the investors' decisions in trading units of funds. o
affairs, strategies; and currently overseeing policy and supervision of intermediaries, asset management, provident fund and market infrastructure Bank of Thailand, Analyst, Bank Supervision Department
Handling Procedure Samples of Documents or Evidence Matters under Supervision of Other Laws Whistleblower Inquiries Complaint Forms Complaints / Whistleblowers Matters under the SEC
2033 9589 Mr. Anek Yooyuen e-mail : anek@sec.or.th Tel. : +66 2033 9624 Assistant Secretary - General Ms. Nataya Niyamanusorn Assistant Secretary-General (Investment Management ) e-mail
matters under its supervision in accordance with the governing laws . Conducts liable to the supervision include duty performance of market participants such as securities issuers,approved securities
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case of a complaint related to services of a securities or asset management company under the SEC supervision, first of all, the complainant should contact the compliance unit of the company directly