with law controlling business undertaking of such legal entity; (2) not have financial condition that is likely to cause damage or any other circumstances that show its financial hardship; (3) within

set aside reserve capital in accordance with law controlling business undertaking of such legal entity; (2) be able to show that its operational system will be prompt for operating securities business

; (2) not have financial condition that is likely to cause damage or any other circumstances that show its financial hardship; (3) within three years preceding the year of filing application toward the

of total shares sold of such legal entity; (3) 2 have objectives to operate securities business in the category as applying for license and other activities as permitted by the SEC; (4) be able to show

the Provident Fund B.E. 2530 (as amended by the Ministerial Regulation No.7, No. 9, N0.10) ​ ​3 ​ The identity Card of Registrar and Competent Officer B.E. 2532 ​ ​ ​ ​ SHARE : For More Information

also a team of knowledgeable and competent engagement partner and audit staff working together under a reliable audit quality control system of the audit firm.  As such, the auditing must be carried out

https://www.sec.or.th/EN/Pages/LawandRegulations/AuditorAccount.aspx English (United States) AuditorQualityAssuranceReview also a team of knowledgeable and competent engagement partner and audit staff

show that its operational system will be prompt for operating securities business in the category of venture capital management; consideration on which will be taken into account its internal control

operating securities business in the category applying for the license, and other businesses as permitted by the SEC; (3) be able to show that its operational system will be prompt for operating securities

reports for clients' review 4. Equipped with an electronics platform in rendering services.  An arrangement of knowledgeable  and competent staffs is required for taking part in determining processes and