investment units with gifts, rights or any other benefits, such advertisement is permitted only when the promotion period, value and amount of gift, rights or any other benefits are appropriate and fair
promotion which provides investors who invest in investment units with gifts, rights or any other benefits, such advertisement is permitted only when the promotion period, value and amount of gift, rights or
constituting conflicts of interest, especially the actions as prescribed in Clause 16 unless it is an action allowed by [other clauses of] this Notification; 2. receiving a gift or other benefits from the client
. receiving a gift or other benefits from the client , servicing person or any person; 3. having a trading account of and investing in capital market products belonging to directors, executives and other
Section 109 Securities and Exchange Act B.E. 2535 Section 109. The Office may require any securities company to submit any report or present any document for any period or from time to time as
may affect the financial conditions or operations of the applicant; (3) Being able to show that at least one of its directors has work experience of no less than three years relating to gold; (4) Being
เป็นประเพณีนิยมซึ่งไม่มีลักษณะที่มีความเกี่ยวข้องกับการตัดสินใจคัดเลือกผลิตภัณฑ์หรือบริการที่จะให้ลูกค้า เช่น ของขวัญที่ผู้ให้เตรียมไว้แจกทั่วไปในนามบริษัท (corporate gift) ได้แก่ ปฏิทิน ไดอารี่ สมุดโน้ต
or non audit services) between the audit client and its affiliates and the firm? B.VIII Gift and Hospitality 1 Any significant gifts and hospitality received by the audit, firm, key finance accounting
) shall together select another arbitrator to be the chairman of the arbitrator panel. If the respondent refuses to have three arbitrators or the respondent does not show his intention whether or not to
. 2550; Being the 62nd Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the trust for transactions in the