page. Save and Close × Home > Laws/Regulations > Regulations > Mutual Fund > Limitations on Unitholding over One-Third of Outstanding Units Regulations SHARE
page. Save and Close × Home > Laws/Regulations > Regulations > Mutual Fund > Limitations on Unitholding over One-Third of Outstanding Units Regulations SHARE
Outstanding Units Fundraising Market Professionals Financial Reporting and Audit Oversight Mutual Fund Establishment of Mutual Funds Offering of Investment Units Management of Mutual Fund Private Funds or
Outstanding Units Fundraising Market Professionals Financial Reporting and Audit Oversight Mutual Fund Establishment of Mutual Funds Offering of Investment Units Management of Mutual Fund Private Funds or
, an index fund, and exchange traded fund (ETF) : (2.1) The number of investment units redeemed exceeds two-thirds of the outstanding units in one trading day; (2.2) The total number of investment
, an index fund, and exchange traded fund (ETF) : (2.1) The number of investment units redeemed exceeds two-thirds of the outstanding units in one trading day; (2.2) The total number of investment
; (2) not have financial condition that is likely to cause damage or any other circumstances that show its financial hardship; (3) within three years preceding the year of filing application toward the
; (2) not have financial condition that is likely to cause damage or any other circumstances that show its financial hardship; (3) within three years preceding the year of filing application toward the
operating securities business in the category applying for the license, and other businesses as permitted by the SEC; (3) be able to show that its operational system will be prompt for operating securities
operating securities business in the category applying for the license, and other businesses as permitted by the SEC; (3) be able to show that its operational system will be prompt for operating securities