) committing unfair securities trading practice; (2) presenting a false statement or concealing material facts that should have been stated; (3) failing to perform duties as director or executive under Section
or not the departmental manager of such companies should be considered as “executive". In response to the aforesaid inquiry, the “person holding executive position in Accounting or Finance Department
or not the departmental manager of such companies should be considered as “executive". In response to the aforesaid inquiry, the “person holding executive position in Accounting or Finance Department
Scope of Training Course The training course contents should cover essential knowledge beneficial for CFOs and chief accounts in carrying out their duties as follows: The orientation courses should
. The minimum subscription value shall not exceed 50,000 baht. All conditions and disclaimers for sales of investment units, there should be no restrictions on types of investors resulting in an
. The minimum subscription value shall not exceed 50,000 baht. All conditions and disclaimers for sales of investment units, there should be no restrictions on types of investors resulting in an
. Disclosure of information The SEC specifies that issuers in a Public Offering must disclose information to investors, and a good disclosure of information should be free flow, namely, investors should have
. (TSD); payment system infrastructure services for securities trading in the capital market currently operated by Finnet Innovation Network Co., Ltd. The outsourcing should be justifiably arranged and
investment units within the period specified in the schemes, the timing which should not exceed the following limits: (1) In the case of ASEAN Collective Investment Schemes (ASEAN CIS), not exceeding seven
should exercise its discretion in deciding whether to dissolve the fund. The calculation method in the case of investment units redeemed over two-thirds of the outstanding units in five consecutive