MergedFile Page 1 of 5 Form 69 – CIS full Checklist for Registration Statement for an offer for sale of units of foreign collective investment scheme Form 69 – CIS full [ ] 1. Fund Fact Sheet
prospectus and fact sheet/ product highlight sheet (required only for an application of a feeder fund) 9. A fee of THB100,000 (VAT exclusive) payable in the form of: [ ] [ ] - Bank draft / Corporate cheque
of an authorised person of CIS Operator (issued by CIS Operator) [ ] 6. Master fund’s prospectus and fact sheet/ product highlight sheet (required only for an application of a feeder ETF) 7. A fee of
to investment of the mutual fund (issued by CIS Operator) [ ] 7. Master fund’s prospectus and fact sheet/ product highlight sheet (required only in case of feeder fund) [ ] 8. A document demonstrating
Statement Financial Year Ending: DATE / MONTH / YEAR Name of REIT: (Thai / English) Table of Content Part 1: REIT Fact sheet Part 2: REIT Operation 1. General information 2. Policy, overview of business, and
Section 106 Securities and Exchange Act B.E. 2535 Section 106. A securities company shall prepare a balance sheet and a profit and loss account for each accounting period of six months in the form
Governance ● Revision of Rules on Approval for Public Offering of Shares and Information Disclosure by Focusing on Good Corporate Governance CONTENTS APPEN SCE_Eng_p.1-16 10/29/04, 1:05 AM2 3 ● Supervision of
relating to investment of the mutual fund (issued by CIS Operator) [ ] 7. Master fund’s prospectus and fact sheet/ product highlight sheet (required only for an application of a feeder fund) [ ] 8. A
Operator (issued by CIS Operator) [ ] 6. Master fund’s prospectus and fact sheet/ product highlight sheet (required only for an application of a feeder fund) 7. A fee of THB100,000 (VAT exclusive) payable in
been approved to establish or registered or person responsible for undertaking of foreign collective investment scheme (CIS operator) is under the supervision of such agency. Clause 2. This Notification