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, topical consistency and compliance with relevant laws. The SEC Code of Governance imposed on board members, executives and staff covers the following areas: Accountability Responsibility Equitable Treatment
human resources management and development programmes to ensure that the company has adequate staffing and appropriately knowledgeable, skilled, and experienced employees and staff. Principle 1 | 2
inappropriate transactions with related parties. Principle 6.4 The board should establish a clear anti-corruption policy and practices (including communication and staff training), and strive to extend its anti
of filing a complaint against SEC executives or staff for alleged improper or unfair duty performance, in which case a special committee will be appointed to consider the case and conduct an
Form 69 – CIS full and submit it as part of the required documents for an approval of ARFP Passport Funds. ARFP Passport Funds Fact Sheet Template (for Inbound only) Fact sheet of ARFP Passport Funds
holidays. For contacts out of business hours, our staff will contact you back during the next business hours. Should you encounter any corruption or malpractices of any SEC official, you can lodge a
holidays. For contacts out of business hours, our staff will contact you back during the next business hours. Should you encounter any corruption or malpractices of any SEC official, you can lodge a
. CIS Operator is required to complete Form 69 – CIS full and submit it as part of the required documents for an approval of ARFP Passport Funds. Foreign ETF Fact Sheet Template (for inbound only
of new members or any changes to the membership register, the associations shall notify the SEC within the specified period. The associations shall prepare a balance sheet once in every twelve-month