registrar under the Public Limited Companies Act B.E. 2521 (1978). The SET, meanwhile, oversaw the offering for sale of shares and debentures of limited companies that were under consideration for becoming
retail investor education and financial literacy, and to advise the IOSCO Board on emerging retail investor protection matters. As the Thai capital market is dominated by retail investors, the SEC has
. 15/2563 Re: Application for and Approval of Offer for Sale of Newly Issued Shares (No.8) dated February 28,2020, requiring companies offering for sale of shares to the public to separate the roles and
- present Securities and Exchange Commission, in various position and roles including securities offering, mergers and acquisition, corporate governance, enforcement, legal, investor education, internal
the list of licensed securities companies, please click SEC Check First . For the list of companies / websites liable to undertaking securities business without license, please click Investor Alert
the clarification of the person(s) against whom the complaint is filed, and whether an explanation is sufficient for further legal proceeding; ● In case of a dispute between an investor and an
/ บุคคลที่อาจเข้าข่ายประกอบธุรกิจโดยไม่ได้รับใบอนุญาต ท่านสามารถตรวจสอบได้จาก Investor Alert บริษัทจดทะเบียน บริษัทจดทะเบียนเปิดเผยข้อมูลไม่ถูกต้อง / ไม่ครบถ้วนในงบการเงิน แบบ 56-1 หรือ รายงานประจำปี
โดยอัตโนมัติ 1 Can the plaintiff directly question the defendant and witnesses at trial? 2 Do shareholders automatically receive preemption rights every time Buyer issues new shares? 9 2.2 Extent of