Ministry of Finance Re: Prescription of Conditions for Securities Company to Apply for Approval of Person to be Major Shareholder (as amended) Clause 1 In this Notification: "securities company" 1
audit firm's leader . Signature of audit firm's leader is required. Form 61-2F Certification and consensus of audit firm in the form as publicized in theSEC's website. Signatures of audit firm's leader
audit firm's leader . Signature of audit firm's leader is required. Form 61-2F Certification and consensus of audit firm in the form as publicized in the SEC's website. Signatures of audit firm's leader
approval of the major shareholder The Notification of the Securities and Exchange Commission No. GorThor. 19/2561 Re: Rules, Conditions and Procedures for Undertaking Digital Asset Businesses The
approval of the major shareholder The Notification of the Securities and Exchange Commission No. GorThor. 19/2561 Re: Rules, Conditions and Procedures for Undertaking Digital Asset Businesses The
shareholder or has controlling interest for less than 2 years. Not being a person who is relate by blood or legal relations with a director or an executive. Not having a business relationship with including
Qualifications (1) being a certified public accountant whose license is still valid; (2) being a leader of an audit firm or equivalent or being a partner of an audit firm or equivalent; (3) having met either of
be Major Shareholder • Prescription of Type of Legal Entity Eligible to Apply for Approval on Establishment of Limited Company or Public Limited Company to Undertake Securities Business in the
) To be filed within 21 days from the date approved by shareholder meeting, but not more than four months after the end of annually period, whichever is the sooner. Annual Compliance Report (SEC Circular
category of mutual fund management shall- (1) have a paid-up registered capital not less than the amount specified in the SEC’s Notification; (2) 1 have the following shareholder or shareholders held its