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SEC had proposed, in principle, to amend the definition of major shareholder of the securities companies which at present is determined based on the “number of voting shares” to the “number of

realized the importance of business preparation in this matter. For this reason, SEC is set to launch an online training under the topic of “Incident Response from the Pentester’s Eyes View” and

Securities Company Granted an Exemption from Application for Approval of Person to be Major Shareholder

by the Office of the Securities and Exchange Commission (if any); □ has operated its business for more than 3 years; □ has operated its business for less than 3 years. Shareholder of an applicant who

businesses as approved by the Office of the Securities and Exchange Commission (if any); □ has operated its business for more than 3 years; □ has operated its business for less than 3 years. Shareholder of an

shareholder. This accounted 75.35 % in the third quarter of 2017. The company has not received a written valuation by an independent evaluation. So it is not yet recorded profit from changes to the investment

ธรุกิจ Incident Report คู่มือการใช้งานระบบรายงานเหตุการณ์ ไฟล:์ 01 Manual Company Public หน้า 2 / 20 สารบญั 1. บทน า

member, or employee or a person holding any other equivalent position, including a person participating in the management of a member; (3) is a shareholder with the controlling power of the derivatives