Krungthai XSpring Securities Co., Ltd. Krungthai XSpring Securities Co., Ltd. (KTX) offered for sale newly issued securities in the category of of debt securities to high-net-worth investors on a

procedures as specified in the notification by failing to put in place an effective debenture underwriting system to categorize High Net Worth investors. SEC Act S.116 Settlement Committee Meeting No. 4

and major shareholder of WHA, disseminate news about the negotiation of purchase deal with other listed company by giving interview to The Press which may cause any other person to understand that the

agreement to purchase Kitha’s shares; the adding of special agenda to purchase Kitha’s shares in shareholder meeting and when the shareholder meeting approved, the agreement to purchase Kitha’s share became

agreement to purchase Kitha’s shares; the adding of special agenda to purchase Kitha’s shares in shareholder meeting and when the shareholder meeting approved, the agreement to purchase Kitha’s share became

Mr. Sorawit Chansakulporn Mr. Sorawit Chansakulporn, former shareholder of Kitha Properties Company Limited (“Kitha”), aided and abetted former directors of Adamas Incorporation Public Company (“ADAM

sale newly issued securities in the category of of debt securities to high-net-worth investors on a program basis without providing its securities for credit rating prior to the offer for sale of the

Thaisri Insurance Public Company Limited During 13-28 September 2012 and 17-25 October 2012, Thaisri Insurance Public Company Limited (Thaisri Insurance), a major shareholder of Dhipaya Insurance

Mr.Kerati Panichewa During 3-26 October 2012, Mr.Kerati Panichewa, senior executive of a company that was another TIP major shareholder, sold 576,000 shares of TIP through his account in such a way

Plaspac Public Company Limited (TPAC) securities among Modernform Group Public Company Limited (MODERN) ,the major shareholder of TPAC, (Securities Seller) and the Lohia family Group (Securities Purchasers