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SEC had proposed, in principle, to amend the definition of major shareholder of the securities companies which at present is determined based on the “number of voting shares” to the “number of

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8351

SEC advises digital asset business operators on account opening for minors

.; (2) Conduct a Know-Your-Client (KYC) due diligence to verify the identity of the investor or the ultimate beneficiary, proceed in accordance with (1) before approving an account opening to ensure that

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9284

SEC announces the Single Form for more convenient investment account opening will become effective on 1 July 2021

to speed up the account opening process for investors and supports the SEC Strategic Plan in the area of investor base expansion to allow the general public to access services and capital market

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8866

SEC launches an initiative on applying technology to ease of accessing to the capital market, account opening, and switching the services.

become an important factor for stocks and mutual funds investment in recent times, but opening a trading account, which is the first step towards the services in the capital market, still takes a long

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8309

SEC introduces the standard single form for opening investment accounts of any capital market products

SEC Secretary-General Ruenvadee Suwanmongkol said: “Today, SEC has issued the Notification prescribing the standard single form for opening an account for investment in all types of capital market

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8124

SEC encourages intermediaries to facilitate the customer account opening process by using online service through NDID

an investment account online. Starting from 9 November 2020, 6 securities companies and 4 asset management companies are ready to provide the online account opening service via NDID for customers

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8763

SEC public hearing on draft regulation for facilitating the account opening process using a standard form

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=611

SEC and Thai Fintech Association team up to bring new fintech startups via “3rd SEC FinTech Challenge,” opening for application from Now to 5 July.

Mr. Jessada Sookdhis, President of Thai Fintech Association, said “Thai Fintech Association is very pleased to work with SEC in the project “SEC FinTech Challenge” to strengthen new fintech startups. We would like to invite startups or interested persons to propose ideas, concepts or projects related to fintech to the contest. Or if anyone is seeking a topic, Thai Fintech Association has contacted universities and business operators who support the project and they can present solutions t...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8275

SEC public hearing on draft regulations on the use of single form for opening trading accounts to facilitate investors’ access to capital market investment

opening an investment account cross the industry, to be applicable for all types of investment products.* The draft regulations take into account the comments and suggestions gathered from the previous

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7989

SEC announces Thailand’s investor protection rising to the world’s 3rd rank in Doing Business Report 2020

Minority Shareholder. “During the course of assessment, the SEC proactively participated in the revision and promotion of various measures to enhance minority investor protection, resulting in the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7782