Inside brokers Weikai Li, Abhiroop Mukherjee, Rik Sen WHO SHOULD REGULATE INVESTMENT ADVISERS? Ben Charoenwong* National University of Singapore Alan Kwan Hong Kong University Tarik Umar Rice

may be described as the shared beliefs or preferences of employees inside a business (Cremer 1993; Van den Steen; 2010; Li, Mai, Shen, and Yan, 2021; Likitapiwat, Treepongkaruna, Jiraporn, and Uyar

Declaration Under the ESG Declaration, shared action priorities are set: 1. Governance: Ensure good corporate governance and effective oversight at the board level, with clear accountability and responsibility

false statement/ Dissenimation of false or misleading information 1 5 5,000,000.00 - 153,310.00 - - Market manipulation 3 6 83,000,000.00 131,227.00 48,638.00 2 15 Insider trading / Disclose inside

Miss Rae- vadee T. Suwan , a Audit Director 0.09% shared held 5.3 Mrs. Kannika Chatmahakulchai 0.03% shares held as a Director of Pharmacy department. 5.4 Mr. Viroj Noragrai none % shares held as the

active customers of 2.15 million IDs, mainly from Bangkok 31%, and in up-country 69%. Details of each business can be described as follows: - Credit Card Credit cards turnover shared 54% of total turnovers

false statement/ Dissenimation of false or misleading information 0 0 - - 0 0 1 1 Market manipulation 0 0 4 68 0 0 1 14 Insider trading / Disclose inside information 0 0 1 3 0 0 - - Takeover - - - - 1 1

credit card revenue in the second quarter of FY2022 of 73 million baht, grew by 30% y-y. - Loans In the first half of 2022, loans shared 23% of total turnovers with the loan revenue of 5,258 million baht

ถงึแหล่งเง นิ ใน ระ บ บ 13 ล้ า น รายได้ รบั ค วา ม ช่ วยเหลอื 1.4 เป็ น ธ รรม >3.5 พั น ชุ ม ช น เข้ มแข็ ง “The purpose of the corporation must be redefined as Creating Shared Value, not just profit

profit: the net profit of the year 2018 is Baht 148.60 million representing an increase of 126.58% of the net profit of the year 2017 of Baht 65.59 million mainly due to the increased from recorded shared