Securities and Exchange Commission (SEC Office)" which shall be a juristic person. SECTION 18. The SEC Office shall have its head office in Bangkok or the nearby provinces. The SEC Office may establish its
. SECTION 18. The SEC Office shall have its head office in Bangkok or the nearby provinces. The SEC Office may establish its branches or representative offices anywhere. SECTION 19.4 The SEC Office has the
employees and the employer to establish the fund pursuant to Section 5, an application for registration shall be submitted to the registrar according to the rules and procedures prescribed by ministerial
may have one or multiple investment policies. Section 6. Upon agreement of the employees and the employer to establish the fund pursuant to Section 5, an application for registration shall be submitted
regulations regarding internal administration or as prescribed by the SEC, the SET must arrange a hearing for members, investor or stakeholders, and get approval by the SEC. 3. Supervision of the Securities
business operation or interest of members, investors or stakeholders of the Securities Exchange, the Securities Exchange shall arrange a hearing for such persons and submit a report to the SEC on such
Royal Enactments Act and Royal Enactment SHARE : Detail Content Act/ Royal Enactment S ecurities and Exchange Act B.E. 2535 (1992) as amended Derivatives Act B.E. 2546 (2003) as amended
arrange for the appointment of a custodian with an approval of the Office in accordance with the rules, conditions and procedures specified in the notification of the SEC. The securities company may act as
days from the date on which the company has received such report. SECTION 89/17 A company shall arrange a system for safekeeping of documents and evidence in relation to disclosure of information under
พระราชบัญญัติ/พระราชกําหนด SHARE : Detail Content พระราชบัญญัติ / พระราชกำหนด พระราชบัญญัติหลักทรัพย์และตลาดหลักทรัพย์ พ.ศ. 2535 ฉบับประมวล html pdf พระราชบัญญัติสัญญาซื้อขายล่วงหน้า พ.ศ