SHARE : SEC and SET run a joint public hearing on the proposed prohibition of investment company characteristics in issuing and listed companies Wednesday 20 July 2022 | No. 116 / 2022 Bangkok, 20 July
is compulsory to obtain an investment management business license, establish the readiness of work systems and personnel and comply with the investment policy disclosed in the mutual fund schemes and
Approval for Undertaking of Digital Asset Businesses, effective since 13 July 2022, DA custodial wallet provider is required to obtain a DA https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9792 SEC
Digital Asset Businesses, effective since 13 July 2022, DA custodial wallet provider is required to obtain a DA https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9792 SEC Thailand’s Public Hearing on
Audit Firm Name: Subject : Ethical Requirements Prepared by Date INDEPENDENCE, INTEGRITY AND OBJECTIVITY: A. Independence Procedures Checklist: Obtain a copy of the firm’s documented ethics
lease Substantive analytical procedures, if used appropriately, could be an efficient means for auditors to obtain relevant audit evidence and to ensure that an overall conclusion are consistent with the
to strengthen compliance Promote transparency in the initial public offering (IPO) share allocation process ● Required issuers to disclose their allocation methodology and clearly identify in the
Data > Intermediaries Market Data SHARE : Detail Content Intermediaries List of Securities Businesses / Derivatives Businesses Asset Management Businesses Credit Rating Businesses
> Intermediaries > Credit Rating Businesses Market Data SHARE : Detail Content Credit Rating Businesses Credit Rating Agencies Fund Rating Agencies List of Securities Businesses
), which requires that digital token issuers and digital asset business operators shall obtain approval and/or proper licenses https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8300 < 1 ... >> > < 1