SHARE : SEC and SET run a joint public hearing on the proposed prohibition of investment company characteristics in issuing and listed companies Wednesday 20 July 2022 | No. 116 / 2022 Bangkok, 20 July

Implementation Many forms of engagement can be used to potentially increase the value of your assets and to mitigate risk, including: 1. Holding direct conversations with portfolio companies, regulators and issue

be accepted from and offered to audit clients, their directors, officers and employees, and should issue guidance to assist partners and staff to comply with such policies 12 Any significant gifts or

employees, and should issue guidance to assist partners and staff to comply with such policies 12 Any significant gifts or hospitality received by the audit, firm, key finance, accounting and audit personnel

Statements;   (4)  Specify that the SET shall issue additional rules on status maintenance of listed companies on the SET and the mai whereby their business operation shall not have the characteristics of

alerts, and further enhances collaboration with the AOC to combat fraudulent schemes.  SEC Secretary-General Pornanong Budsaratragoon said: “The SEC is fully aware of the urgent issue of fraudulent

all to understand and consider the issue as a priority. Those involved in the capital market must walk together into the right direction, share the same goal and be ready to turn to each other for

. ■ Licenses for inter-dealer brokers - A Ministerial Regulation was proposed to enable the SEC to issue securities business licenses to those who wish to act as intermediaries to find suitable counter-parties

On June 8, 2016, the company has entered into a memorandum of understanding in relation to Share Subscription Agreement with CTBC Bank Company Limited in order to introduce a strategic investment

standards to ensure that all practitioners are fit and proper ë Issue rules and regulations for authorization and operation of securities businesses ë Issue rules and regulations governing asset management