fixed income which are (1) TMB Ultra - Short Bond Fund ("TMBUSB") (2) TMB Aggregate Bond Fund ("TMBABF") (3) TMB THANAPLUS Fund ("TMBTHANAPLUS") and (4) TMB Bond Fund ("
risk of daily fixed income which are (1) TMB Ultra - Short Bond Fund ("TMBUSB") (2) TMB Aggregate Bond Fund ("TMBABF") (3) TMB THANAPLUS Fund ("TMBTHANAPLUS") and (4) TMB
Banpu Public Company Limited Banpu Public Company Limited (“BANPU”) failed to prepare and submit the result of the bond sale report to the SEC Office between 26 February 2020 to 27 January 2021
prepare and submit the result of the bond sale report to the SEC office within the period specified in the notification of the office of the Securities and Exchange Commission resulted from the instruction
private company bond. SEC Act S.98(3)? Settlement Committee Meeting No. 1/2020 Settlement Committee Order No. 2/2020 Dated 23/01/2020
Capital Market Supervisory Board by failing to put in place a sufficient and effective system for protecting the client’s asset that is investing assets of clients in private company bond which violated
of the Capital Market Supervisory Board by failing to put in place a sufficient and effective system for protecting the client’s asset that is investing assets of clients in private company bond which
segregate assets under its custody as assets of clients in accordance with the notification and (2) investing assets of clients in private company bond which violated section 98(3) of the Securities and
(SSI) via internet trading system to resulting in trading such share which was not consistent with normal market in order to lure general public to trade such share. SEC Act S.243(2) Settlement