Rule Making Process SHARE : Detail Content 1. Assess the importance of matters 2. Study international supervisory measures and standards 3. Conduct regulatory impact assessment: Analyze the
://www.sec.or.th/EN/Documents/AnnualReport/pb_ar_2003.pdf Annual Report 2001 of electronic trading platform for the trading of debt instruments and to define it as another type of securities businesses. The study is
Structure Investment Management Supervision Dept. 44 staff Broker-Dealer Supervision Dept. 43 staff Investment Advisor Supervision Dept. 32 staff Research Dept. 26 staff Corporate Affairs Dept. 24 staff
preserving retirement savings. Over the past several years, the importance of corporate governance has been highlighted by an increasing body of academic research. Studies have shown that good corporate
Dept. 28 staff Finance and Administration Dept. 38 staff Strategy and International Affairs Dept. 9 staff Research and Development Dept. 13 staff Information and Communication Technology Dept. 35 staff
. . . . . . . . Capital Market Development Group • responsible for monitoring innovation in global capital markets as well as conducting research on various aspects of the Thai capital market for the SEC’s policy and
all to understand and consider the issue as a priority. Those involved in the capital market must walk together into the right direction, share the same goal and be ready to turn to each other for
the Company has executed the Share Purchase Agreement with the existing shareholders of Akkrawat Crop Rotation Energy Company Limited (“Akkrawat”) in the amount of 25,000 shares, representing 50 percent
Department Mr. Trakarn Nopmuang Director Investment Management Supervision Department Ms. Duangmon Teerawikawee Director Legal Department Mrs. Supan Poshyananda Director Research Department Mrs. Tipsuda
share- holders (through what is known as 'tunnelling' 3 ), or misrepresenting an individual company's financial statements (of particular concern where the company is under pressure to meet expectations