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holidays. For contacts out of business hours, our staff will contact you back during the next business hours. Should you encounter any corruption or malpractices of any SEC official,  you can lodge a

case of a complaint related to services of a securities or asset management company under the SEC supervision, first of all, the complainant should contact the compliance unit of the company directly

such means as change of position, type of work or work location. Whistleblowers shall be treated fairly and protected by law. For example, they shall not be suspended, threatened, interfered with work or

which case a special committee will be appointed to consider the case and conduct an investigation to ensure transparency and fairness. Complaint Against SEC​ Complaint / Inquiries SEC Complaint Form SEC

will yield good returns and will effectively reinforce the SEC's financial stability Announcement of signatory Investment Governance Code (I Code)(Thai Version Only) ​​ ​ ​ Our Roles How We Regulate SEC

should contact the compliance unit of the company directly https://www.sec.or.th/EN/Pages/AboutUs/SECComplaint.aspx

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