exceeding the limit approved by the SEC, but not over 15% of the limit (greenshoe) and must be stated in the scheme. (3) The mutual fund management company must provide an evidentiary document of the rights
Board Member, Capital Market Supervisory Board Education Master of Laws (LLM), Thammasat University Barrister at Law of the Thai Bar Association Bachelor of Laws (LLB), Thammasat University
Barrister-at-Law of Gray’s Inn LL.B. (Second Class Honours, Upper Division) University of Wales, United Kingdom Barrister at Law, Thai Bar association Bachelor of Law, Thammasat University Current
trading for a period not exceeding 5 years / a prohibition against trading of digital assets or entering into derivatives contracts related to digital assets for a period not exceeding 5 years; (4) a bar
units over One-Third Limit 1. Limitations on unitholding over one-third of the total outstanding units for any person or any Associated Person. The restrictions are exempted in the following cases: 1.1
redemption of investment units 2. Multi-class 3. Changing on type of asset class and investment limit in consistent with investment policy 4. Calculation and announcement of net asset values (NAV