. Sor Thor/Nor. 26/2545 Re: Prescribing Factors in Considering the Seriousness of Behavior as Prohibited Characteristics of Persons who are or will be Major Shareholders of the Securities Companies. By
Commission No. Sor Thor/Nor. 26/2545 Re: Prescribing Factors in Considering the Seriousness of Behavior as Prohibited Characteristics of Persons who are or will be Major Shareholders of the Securities
limited to: Rainwater harvesting systems Gravity fed canal systems Pumped canal or water distribution system Terracing systems • Installation or upgrade of water irrigation systems, such as high-efficiency
approval: - the severity of the offence, - the impact on the capital market, - the evidence that may be used for establishing the guilt, and - the worthiness of imposing such penalties. Civil Sanction is
or conditions for considering such person’s application for an approval to act as a mutual fund manager of the management company, taking into account the severity of behaviors of such person on a case
faces 4 stakeholder-related ESG controversies linked to the two following domains: Human Resources and Business Behaviour. The frequency of the controversies is considered “occasional”6. The severity of
emanating from climate change can be event-driven (acute) such as increased severity of extreme weather events (e.g., cyclones, droughts, floods, and fires). They can also relate to longer-term shifts
implications and scope of analysis), and business impacts or effects (e.g., on earnings or costs) Review at least two different scenarios to compare and prepare for varying degrees of severity 9 March 2022 ASEAN
support the undertaking of business; Clause 14/2.3 Determination of administrative fines shall take into account the levels of severity of the violation on case by case basis. In this regard, rate of