severe damage or a negative impact on public interest, or when a chance to clarify cannot be given to the alleged offender per se. If the gathered evidence presents a sufficient ground for enforcement, the
. Application fees - - 10,000 baht/ 2 years (MTN) or 10,000 baht per each application (Issue basis). 30,000 baht/ 2 years (MTN) or 30,000 baht/ each application (Issue basis). Disclosure of information (Filing
. Observation and consideration period take 90 days and 30 days respectively. Application fees - - 10,000 baht/ 2 years (MTN) or 10,000 baht per each application (Issue basis) 30,000 baht/ 2 years (MTN) or 30,000
consideration period take 90 days and 30 days respectively. Application fees - - 10,000 baht/ 2 years (MTN) or 10,000 baht per each application (Issue basis) 30,000 baht/ 2 years (MTN) or 30,000 baht/ each
consideration period take 90 days and 30 days respectively. Application fees - - 10,000 baht/ 2 years (MTN) or 10,000 baht per each application (Issue basis). 30,000 baht/ 2 years (MTN or 30,000 baht/ each
ago or such behavior is not severe to the extent that the person should not be entrusted to perform duty as auditor of entities in the capital market, the SEC may disregard such facts as a cause for
confidence and prevent recurrence of the problematic issue. In response to the said incidents, the International Organization of Securities Commissions (IOSCO) issued “Principle of Auditor Oversight," to its
actions that may be harmful to the country economy, stability, public order or morality, the SEC has the power to issue a written order instructing the board of directors, the directors or the members to
of effects/an issue that affects the interests of unitholders requires a resolution with majority or special resolution of units in that class. 2) Requesting a resolution on a matter that affects