Kasikorn Securities Public Company Limited Kasikorn Securities Public Company Limited failed to prepare and submit the result of the structured note, underlied to PTT Exploration and Production
prepare and submit the result of the structured note, underlied to PTT Exploration and Production Public Company Limited ("PTTEP") sale report to the SEC Office within the period specified in the
notification of the Capital Market Supervisory Board. He later filed the reports (Form 59-2) to the SEC Office on January 21, 2019. SEC Act S.59 Settlement Committee Meeting No. 1/2020 Settlement Committee
S.116 Settlement Committee Meeting No. 2/2020 Settlement Committee Order No. 7/2020 Dated 13/03/2020
specified in the notification of the Capital Market Supervisory Board. Mr. Woraphant later filed the report (Form 59-2) to the SEC Office on March 25, 2020. SEC Act S.59 Settlement Committee Meeting No. 3
. SEC Act S.56(2) Settlement Committee Meeting No. 5/2020 Settlement Committee Order No. 23/2020 Dated 02/09/2020
notification of the Capital Market Supervisory Board. She later filed the reports (Form 59-2) to the SEC Office on November 28, 2018. SEC Act S.59 Settlement Committee Meeting No. 1/2020 Settlement Committee
.283 Settlement Committee Meeting No. 2/2020 Settlement Committee Order No. 9/2020 Dated 13/03/2020
receive necessary and useful information for using the intermediary?s service or for making a decision of investment in foreign mutual fund. SEC Act S.113 Settlement Committee Meeting No. 3/2020
Settlement Committee Meeting No. 6/2020 Settlement Committee Order No. 30/2020 Dated 18/11/2020