Base Point Associate Company Limited Base Point Associate Company Limited conspired with other alleged persons to operate derivatives broker businesses in Thailand under the name of Base Point

. Sermkhun acquired shares of CMO Public Company Limited (CMO) resulting in the aggregated number of shares through nominee account exceeded trigger point at 50 percent of the total voting rights of CMO

trigger point at 50 percent of the total voting rights of OCEAN. But he failed to comply with the rules specified by the Securities and Exchange Commission concerning Tender Offer. Later on January 7, 2015

exceed trigger point at 25 percent of the total voting rights of TPP. But he failed to comply with the rules specified by the Securities and Exchange Commission concerning Tender Offer. Later on March 6

himself and by juristic persons under section 258 resulting in his aggregate number of shares held by other persons exceeded trigger point at 25 percent of the total voting rights of NOBLE. Later, Mr. Kris

New City Public Company Limited (“BTNC”) shares held by itself, and person under section 258 resulting in SIRATARN aggregate number of shares held by other persons exceeded trigger point at 50 percent

(Thailand) Public Company Limited (“SANKO”) shares held by itself, and person under section 258 resulting in TIP aggregate number of shares held by other persons exceeded trigger point at 25 percent of the

Boutique New City Public Company Limited (“BTNC”) shares held by herself, and person under section 258 resulting in her aggregate number of shares held by other person exceeded trigger point at 25 percent of

November2017 and Miss Ornprapat Junsakha has paid the fine. The case is regarded as settle. SEC Act S.33 Criminal Complaint Filed with an Inquiry Official Dated 06/09/2016

2017 and Miss Kanyakorn Supakarnkachareon has paid the fine. The case is regarded as settle. SEC Act S.33 Criminal Complaint Filed with an Inquiry Official Dated 06/09/2016