Management Name : Mrs NONGLAK WANATHAMMAPONG | Type of securities : Warrant | Methods of Acquisition / Disposition : Sell | Transaction Date : 05/06/2017
Management Name : Mr VERAPORN ATABOONWONGSE | Type of securities : Warrant | Methods of Acquisition / Disposition : Sell | Transaction Date : 19/01/2018
Management Name : Mr VERAPORN ATABOONWONGSE | Type of securities : Warrant 2 | Methods of Acquisition / Disposition : Sell | Transaction Date : 19/01/2018
Management Name : Mr SOMSAK ATABOONWONGSE | Type of securities : Warrant | Methods of Acquisition / Disposition : Sell | Transaction Date : 14/05/2018
Management Name : Mr SOMSAK ATABOONWONGSE | Type of securities : Warrant | Methods of Acquisition / Disposition : Sell | Transaction Date : 11/05/2018
Bangkok, March 2, 2015 The SEC suspended {X1} Company and its financial advisor supervisor, {A}, for deficiency performance in case of a company filing an application, registration statement and
invests in or holds shares of any companies as assets of a mutual fund, it shall exercise the shareholder’s voting rights on behalf of the mutual fund in accordance with the following rules: (1) Arrange to
invests in or holds shares of any companies as assets of a mutual fund, it shall exercise the shareholder’s voting rights on behalf of the mutual fund in accordance with the following rules: (1) Arrange to
invests in or holds shares of any companies as assets of a mutual fund, it shall exercise the shareholder’s voting rights on behalf of the mutual fund in accordance with the following rules: (1) Arrange to
or registration as securities business operator by foreign regulator, providing that ETF operator shall also appoint a contact person in Thailand for the purpose of coordinating and facilitating the