Bangkok, 31 August 2017 ? The SEC is seeking public comments on the draft rules concerning determination of paid-up registered capital of securities and derivatives intermediaries to better suit

Federation of Accounting Professions to issue interpretations on six principles to plug this loophole, with more to follow. To tighten the enforcement of company directors’ behaviour, we set up a disciplinary

stronger independence from the government and improved enforcement capacity and cooperation; > Updating and clarifying SET and SEC guidelines and regulations to remove redundancy and make them easier to

to expand investor base, regulations were passed to allow the setting up of many new types of mutual funds, the mobilization of long-term investment through retirement mutual fund, the improved

Development Committeeé to formulate guidelines to develop the derivatives exchange, establish a development company to set up the exchange as well as manage and monitor the administration of the development

trading and clearing and settlement of listed securities to the Securities and Exchange Commission, to be in line with international standards, (2) restructuring the SET Board of Governors structure to

Committee Statement. (1) Supervisory Risks: To achieve supervisory objectives effectively, the SEC set up a risk management system that facilitates effective monitoring, assessing and handling of potential

has the duty to ensure that all departments have set up their own risk management procedures consistent with one another; (2) Required all risk-exposed departments to draw contingency plans to minimize

and integrity to enforce these standards actively and even-handedly; and oversee the effectiveness of the accounting and audit professionals. Priority 4: Board performance needs to be improved by

://market.sec.or.th/public/mrap/MRAPFile.aspx?FILESEQUENCE=2&FUNDNAME=ONE-LIFESET-UI&FUNDCOMPRU... ไทยพาณิชย์ จำกัด SET UP AND MANAGED BY SCB ASSET MANAGEMENT COMPANY LIMITED เสนอขายต่อประชาชนท่ัวไป มูลค่าโครงการ