firms and the audit work quality of listed companies.Senior Assistant Secretary-General Prakid Punyashthiti said: ?The overall results of the second-cycle inspection show continued improvement in the work
Earlier, the SEC conducted a public hearing on the principles for revising the rules on the maintenance of net capital adequacy for business operators in the part related to the use of subordinated
customers, to be ready for competition from international players as a result of the Bank of Thailand?s policy to allow investors to invest overseas directly without servicing of Thai business operators in
servicing clients who want to reclaim their assets and will lay off all employees,SEC found out that clients’ digital assets which remained under control or in possession of BX were transferred thereafter
securities and derivatives businesses.In addition, SEC introduces additional regulations on operating businesses like a professional to all types of digital asset business operators. Examples include servicing
Kullapa shall separately pay a civil penalty and a reimbursement of the investigative expenses incurred by the SEC, at a total amount of 598,082 baht each, and shall be barred from servicing as director
that they are issued by the servicing securities company. In case of suspicion, investors should contact the compliance officer of the securities company without delay. In any case, investment
. launched Thailand?s first financial reality show ?The Money?. The show emphasizes on financial knowledge, especially personal finance, to Thai people across the country and thus bringing about better
the information on the clients’ assets under its custody. The exchange is also required to show evidence on the investments of the clients’ digital assets that had been deposited with ZipUp via various
approved ICO portal must show readiness of the overall work systems within 180 days from the date of approval. The deadline for the first-year operating fee is also amended to be paid before the first date