solicitor/advisor such as company’s name, address, website, online media, full name and contact details of solicitor/advisor, etc. ● Services information / recommendation received/ solicitation
Services Contact Information ● Financial crimes (e.g., Ponzi scheme, unauthorized financial transaction) Financial Crime Suppression, the Ministry of Finance Telephone: 1359 Website: www.1359.in.th
, supervise the capital market, for example, fund mobilization, products and services, related business operators, unfair securities trading activities in the capital market. The SEC revenue comprises fee
/ investment analysts / unit sellers to give information or advice on the invested products or services, which may cause damage to the investment Solicitation or fraud by unlicensed or unapproved entities, for
/Pages/AboutUs/SECDoc.aspx English (United States) SECComplaint case of a complaint related to services of a securities or asset management company under the SEC supervision, first of all, the complainant
businesses and entities in the Thai capital market. Our services include provision of information and advice on matters under the SEC's purview. Complaints / Whistleblowers Inquiries / Suggestions
Help Center is a one-stop service center for public inquiries and complaints pertaining to licensed businesses and entities in the Thai capital market. Our services include provision of information and
investors are appropriately protected, while the business sector and market operators achieve competitiveness through development of various investment products and services. In this regard, the SEC has
Risk Committee, Prudential Life Assurance (Thailand) PCL. Independent Director, Member of Risk Management Committee and Member of Audit Committee, Bangkok Dusit Medical Services PCL. Commissioner and