details of solicitor/advisor, etc. ● Services information / recommendation received/ solicitation/advertising information / services provided by the company, for instance: Solicitation to buy stocks
SHARE : Detail Content SEC Help Center Matters under Supervision of Other Laws Products and Services Contact Information ● Financial crimes (e.g., Ponzi scheme, unauthorized financial transaction
established by the virtue of the Securities and Exchange Act BE 2535. Our main duties are to promote, develop, supervise the capital market, for example, fund mobilization, products and services, related
Help Center is a one-stop service center for public inquiries and complaints pertaining to licensed businesses and entities in the Thai capital market. Our services include provision of information and
Help Center is a one-stop service center for public inquiries and complaints pertaining to licensed businesses and entities in the Thai capital market. Our services include provision of information and
services, which may cause damage to the investment Solicitation or fraud by unlicensed or unapproved entities, for instance, securities intermediaries, asset management companies, investment consultants and
Culture": SEC staff think further and are ready to embrace changes by creating new ideas, processes, and solutions to improve efficiency and effectiveness at work. Key result 2: “Excellent Services": SEC is
November 1993 24 November 2004 (Letter of Intent) 20 January 2021 (Mutual Recognition of Funds) 11. Securities and Exchange Board of India (SEBI) India 10 April 2007 12. Financial Services Authority (OJK
รับการเปลี่ยนแปลง" เพื่อสร้างแนวคิด วิธี และรูปแบบใหม่ ๆ ในการทำงานให้มีประสิทธิภาพมากยิ่งขึ้น Key result 2: “Excellent services: ก.ล.ต. เป็นองค์กรแห่งนวัตกรรม นำดิจิทัลมาใช้" เพื่อให้บริการสะดวก ลดภาระ
India (SEBI) India 10 เมษายน 2550 12. Financial Services Authority (OJK) Indonesia 15 ตุลาคม 2546 13. Israel Securities Authority (ISA) Israel 17 กรกฎาคม 2549 14. Financial Services Agency (FSA) Japan 25