the accounting periods that the mutual fund have retained earnings or net profit, provided that: 1) The dividend payment must not increase the mutual fund's retained loss in that accounting period. 2
, provided that: 1) The dividend payment must not increase the mutual fund's retained loss in that accounting period. 2) Dividend payment by issuing investment units to unitholders is prohibited. Retained
Details Regarding the Services with Specific Features Provided by Securities and Derivatives Business Operators (No.3) The Notification of the Office of the Securities and Exchange Commission No. SorThor. 2
limited company to undertake such business with the SEC Office, provided that such application shall be in form and attached with supplementary documents as specified by the SEC. Clause 3 In case where the
shall file an application for approval of establishment of limited company or public limited company to undertake such business with the SEC Office, provided that such application shall be in form and
bills Not specified. 10 million baht or more. 10 million baht or more (unless an exemption is provided to allow offering of bills). - Fast track - - - Available only if the issuers' qualifications meet
entity under Clause 2(1) to (5), such legal entity shall have qualifications specified under Clause 3(1), provided further that its directors and managers shall also have qualifications specified under
company shall submit the application for securities business license in the category of mutual fund management to the SEC Office within thirty days from the date on which the approval is granted, provided
penalty to be imposed on the offender. Appeal Any person who is affected by, and disagrees with, an administrative order has the right to appeal such order. The appeal procedure is provided by the SEC
provided that the assets can be invested in or held by the mutual fund; otherwise the assets shall be disposed of at the earliest opportunity. 15.3 Calculation of the NAV 1) Set-aside : the mutual