].............., CPA License No. ......................, I hereby provide evidentiary documentation for your consideration, as follows: 1. Evidence on the registration of juristic person / body of persons: 1.1 a copy of
the manipulation or distribution of, assets derived from such acts. (2) regulations specifying the composition of an association related to securities business, whereby a body of persons of at least
ตัวอักษร “ D ”, “ M ”, “ Y ” เท่านั้น Char(1) DATA BODY 6* เลขที่จดทะเบียนกองทุน -ไม่มีวรรค หรือ “ / ” คั่น Char(3) 7* ปีที่จดทะเบียนกองทุน (ปี พ.ศ.) -ไม่มีวรรค หรือ “ / ” คั่น Char(4) 8* ประเภทผู้ถือ
) Photocopy of the latest inspection result or report issued by all of the following parties (if any); - the audit oversight authority - professional body - network firm - firm’s internal monitoring Signature
broker is part of a financial conglomerate with its shareholding structure, internal group audit and supervision carried out by another regulatory body as prescribed and notified by the SEC Office, the SEC
body of that infrastructure business certifying that the business has complied with the said law; (f) other documents or evidence showing that the infrastructure asset to be invested by the fund has the
submitted within the time specified in Section 91 of the Bankruptcy Act B.E. 2483 (1940). SECTION 46. When a derivatives business operator is ordered by the government or any regulatory body under any other
(Translation) PAGE 112 (Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as...