from 1 October 2001. Notified this 25th day of September 2001. - Signature - (Mr. Prasarn Trairatvorakul) Secretary-General The Office of the Securities and Exchange Commission Published in Government

Technology Security of Securities Company dated 3 August 2009 shall be repealed. Clause 2 This Notification shall come into force as from 1 September 2017. Notified this 12th day of September 2016. (Mr. Rapee

: Rules for Undertaking Derivatives Business for Licensed Derivatives Dealer (No.2) dated 6 September 2011. 2 Amended by the Notification of the Capital Market Supervisory Board No. TorThor. 25/2554 Re

, Conditions and Procedures for Brokerage and Dealing of Securities That Are Not Debt Instruments dated 26 September 2000; “Notification No. KorThor. 43/2543” means the Notification of the Securities and

Clients of Securities Companies and Derivatives Intermediaries dated 6 September 2013 , in conjunction with Clause 12(2) of the Notification of Capital Market Supervisory Board No. TorThor. 35/2556 Re

September 2007. Notified this 20th day of August 2007. - Signature - (Mr. Thirachai Phuvanatnaranubala) Secretary-General The Office of the Securities and Exchange Commission

Instruments dated 26 September 2000 and Clause 25/1 of the Notification of the Securities and Exchange Commission No. KorThor. 42/2543 Re: Rules, Conditions and Procedures for Securities Brokerage and

dated 6 September 2013, and other relevant rules. The SEC Office hereby recommends the name of the contact officer in this matter: Ms Lalida Chuayrak, Tel: 0-2263-6255. Please kindly be informed and

dated 15 September 1992 shall be repealed. Clause In this Notification: “ Office ” means the Office of the Securities and Exchange Commission. Clause 2/1 This Notification shall not apply to the

: Determination of Paid-Up Registered Capital of Securities Company Licensed to Undertake Securities Business in the Category of Private Fund Management dated 18 September 2000. (2) The Notification of the