by No. 16 No. 18) (Repealed) 3 Application for Separation of Finance and Securities Businesses (amended by No. 12 and No. 19) 5 Application for Additional Securities Business License B.E. 2539
> Management of Mutual Fund > Mutual fund performance measurement Regulations SHARE : Detail Content Management of Mutual Fund 3. Mutual fund performance measurement 3.1 Conform to the recognized academic
. Regulatory Summary Main Duties of a Trustee Ensure that the trust deed is executed in compliance with the laws Appoint a trust manager Prepare a trust property account in separation from any other accounts
registered capital on the date on which the Securities and Exchange Act B.E. 2535 comes into force; (4) be the securities company established upon the separation of finance and securities businesses of the
) be the securities company established upon the separation of finance and securities businesses of the securities company with disqualified characteristics under sub-clause (3); (5) have financial
. Competitive businesses Clear separation of target group of customers or markets; There are other groups of shareholders that can counterbalance; Major shareholders have more interests in the listed company
who have minimum academic qualification of a bachelor's degree who shall work full-time for the audit firm, and at least 2 audit staff shall have a certified public accountants license 2. Filing
on quality management established by the International Federation of Accountants (ISQM 1), and having at least 5 audit staff who have minimum academic qualification of a bachelor's degree who shall