the effects on shareholders: In case of a possible high dilution effect: Means the number of shares being offered is > five percent of paid-up shares at the date of the decision of the shareholders
company must consider possible impacts on the unitholders. (3) A resolution of the unitholders, pursuant to rules specified in the scheme and the commitment, is obtained. (4) In requesting a resolution
company shall deliver the securities and assets as soon as possible. 2.3 Management fees For management fees, the rules for general mutual fund shall apply as follows: (1) A fixed rate, or a percentage
warrant : consider to separate offering price for shares and warrant Public Offering Placement (PO Placement) Approval criteria is the same as an offer for sale of shares / CD / warrant to
possible for payment; (4) Pay unitholders for the redemption of investment units within ten business days. Then the fund is deemed dissolved upon the payment for the redeemed units. 19.2 In the case of
in a continued and credible manner. Good internal control Specify the scope of powers and duties and approval of transactions in a transparent form in writing. Separate the powers to approve, record