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SEC has amended the procedure to make it easier for asset management companies to seek a unitholders’ resolution to revise or modify a mutual fund project and its management procedure by
/09/2560 วันที่ตอบ : 3/10/2560 คำถาม : หากบลจ. ต้องการทำการ split par ราคาหน่วยลงทุนหรือการลดราคาหน่วยลงทุนให้ต่ำลง โดยยังคง
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institution, the securities company may comply with the policy of security of the information technology of such financial institution. [M] · Reviewing and modify updatable by having a risk assessment once a
financial institution, the securities company may comply with the policy of security of the information technology of such financial institution. [M] o Reviewing and modify updatable by having a risk
types of securities to support strategic fund mobilization and accommodate new product launches; (4) To divide intermediary supervisory units with separate focuses on development and inspection; (5
internal unit of the securities company, such internal unit must be independent from the computer division of the company. Clause 4. The securities company shall separate the division and personnel