.Thai Juristic Persons Thai Juristic Persons 543,892.51 1.Short-term Debt Securities Short-term Debt Securities 327,830.07 1.Thai Investors Thai Investors 327,780.07 Institutions 257,599.59 High Net Worth

-time or part-time auditors and individuals in the service delivery center) 3 Does the firm always acquire satisfactory references when engaging senior and high-level audit staff? 4 Does the firm examine

1.Thai Juristic Persons Thai Juristic Persons 543,892.49 Commercial Papers 189,108.67 Short-term Bonds 22,590.00 Long-term Bonds 195,319.75 Convertible Bonds 3,328.88 Securitized Bonds Structured

1 Thai Juristic Persons By Thai Juristic 543,842.49 1.Short-term Debt Securities Short-term 327,780.06 Public Offerings 800.00 Institutions / High Net Worth Investors 262,656.39 Private Placements

236,735.45 83 1.Domestic Offering Domestic Offering 216,112.43 79 1.Thai Juristic Persons Thai Juristic Persons 216,112.43 79 1.Listed Companies Listed Companies 177,805.88 61 1.SET SET 175,525.98 53 01

327,780.06 171 1.Domestic Offering Domestic Offering 327,780.06 171 1.Thai Juristic Persons Thai Juristic Persons 327,780.06 171 1.Listed Companies Listed Companies 215,068.15 45 1.SET SET 215,041.15 44 01

process? Please provide an organization chart of the risk assessment process including the names of key responsible persons and their key roles. 5 How does the audit firm consider circumstances that require

requirements, and the monitoring and remediation process. The organizational chart should include the following details: - Name of the responsible persons - Their responsibilities - Scope and details of SOQM

actions in a timely manner? B4 Does the firm communicate the results of the inspections in a timely manner to engagement partners and other appropriate persons within the system of quality management

that: ·  all partners, senior or other members of the firm notify the firm regarding potential employment with any audit client of the firm; and ·  whether they be removed from the engagement team; and