Facebook page "Investment Authority of Aurora" impersonates “Aurora Design Plc.” : Unlicensed securities and derivatives business (Disclosure Date : 26/08/2024)
Facebook page “Investment Authority” impersonates “HUA SENG HENG Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 28/08/2024)
Facebook page “Investment Authority of HSH” impersonates “HUA SENG HENG Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 02/08/2024)
the firm has designated Ethics Partner who takes responsibility of all independence issues? If yes, Does he/she have the seniority, experience, authority and resources and take responsibility for the
responsibility of all independence issues? If yes, Does he/she have the seniority, experience, authority and resources and take responsibility for the adequacy of firm’s procedures? 2 For firms without designated
our partners: 6 7 Time (GMT+7) Topic Speaker 09:00-09:10 Welcome Address John Leung Director CDP Southeast Asia and Oceania 09:10-09:25 Introduction to TCFD and regulatory trends Elizabeth Lo Senior
85 87 88 102 102 103 Total staff: 422 2 Broker-Dealer Supervision Dept. 36 staff Market Supervision Dept. 9 staff Supervision Dept. 43 staff Supervision Dept. 29 staff Securities Business Senior
under the authority in this matter, including coordinating with other relevant regulators, e.g. the Bank of Thailand and the Anti-Money Laundering Office. In this connection, the public and investors
Vinaiphat Senior Assistant Secretary-General Chalee Chantanayingyong Senior Assistant Secretary-General Pravej Ongartsittigul Senior Assistant Secretary-General Vasant Thienhom SEC Board Organizational
■ 2. Mr. Rapee Sucharitakul Assistant Secretary-General ■ 3. Mr. Vasant Thienhom Senior Assistant Secretary-General ■ 4. Mr. Prasarn Trairatvorakul Secretary-General ■ 5. Mr. Chalee Chantanayingyong