) 3 The identity Card of Registrar and Competent Officer B.E. 2532 SHARE : For More Information ContactUs Legal Department -Corporate and Administrative Cases Tel. +66-2033-9525 Was this
approval from SEC Board/CMSB/SEC Office before the notifications become effective * 11. Publicly disclose in the Government Gazette / send the circulars / conduct seminars or dialogues with practitioners
entities conform to accounting standards, auditing can no longer relies only on individuals but also a team of knowledgeable and competent engagement partner and audit staff working together under a reliable
with an electronics platform in rendering services. An arrangement of knowledgeable and competent staffs is required for taking part in determining processes and factors to select products on the
with an electronics platform in rendering services. An arrangement of knowledgeable and competent staffs is required for taking part in determining processes and factors to select products on the
approval shall be terminated. Clause 8 In connection with applying for securities business license in the category of investment advisory service under this Ministerial Regulation, the competent officer
documents must be in Thai or English language. The certified translation is also needed for documents that were translated from language other than Thai or English. Send complete and signed forms and
documents must be in Thai or English language. The certified translation is also needed for documents that were translated from language other than Thai or English. Send complete and signed forms and
specialist, having verified that the person is truly knowledgeable and competent in that field. FAs shall have a supervisor, who was approved by the SEC, co-sign to certify completeness of information provided
specialist, having verified that the person is truly knowledgeable and competent in that field. FAs shall have a supervisor, who was approved by the SEC, co-sign to certify completeness of information provided