Duties Performing the duties with accountability, using knowledge, competency, experience, prudence and care in carrying out the tasks professionally; Upholding professional code of ethics; Preparing
Duties Performing the duties with accountability, using knowledge, competency, experience, prudence and care in carrying out the tasks professionally; Upholding professional code of ethics; Preparing
profile in the form as publicized in the SEC's website . Signature of the applicant is required Certification of auditor's professional qualification in the form as publicized in the SEC's website
. Signature of the applicant is required. Certification of auditor's professional qualification in the form as publicized in the SEC's website . Signature of the applicant is required. Certification of
Government Gazette / send the circulars / conduct seminars or dialogues with practitioners to ensure their correct understanding and implementation of the new notifications Acts and Royal Enactments
can better diversify the investment risks, and receive professional services in monitoring and managing the investments. Establishment of Mutual Funds Cross-boder Offering of Funds Offering for Sale
effort towards encouraging and supporting Thailand Federation of Accounting Professions in prescribing accounting professional standards to be in line with the international, both the development of
can better diversify the investment risks, and receive professional services in monitoring and managing the investments. Establishment of Mutual Funds Cross-boder Offering of Funds Offering for Sale
regarding unfair securities trading activities. (7) not having the following prohibited behaviors; lack of professional ethics or violation of or non-compliance with the regulations
• Derivative Act о Investment Analysts / Consultants • ASEAN Investment Analyst / ASEAN Investment Consultant - Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework