Microsoft Word - เอกสาร hearing เกณฑ์ foreign issuer_060809_.doc เอกสารรับฟงความคิดเห็น เร่ือง การปรับปรงุเกณฑการอนุญาตใหบริษัทตางประเทศ เขามาระดมทุนและจดทะเบียนในตลาดหลักทรัพย สํานักงาน สํา
Derivatives Business Overseas for Derivatives Brokers (No.2) dated 12 May 2012 foreign law which capable of providing derivatives brokerage service under law of such jurisdiction and is under supervision of
) Evidence that foreign ETF and foreign ETF operator are subject to supervision of foreign regulator who is a member of the International Organization of Securities Commissions (IOSCO); (5) Certification that
: _____________________________________________ 6) Is the foreign ETF subject to supervision of Home Regulator that is a member of International Organization of Securities Commissions (IOSCO)? Yes No If “No”, please specify
the Securities and Exchange Commission B.E. 2535 (1992)], which also apply to foreign companies issuing shares for public offering under this Notification. (b) International Financial Reporting
investment; (2) bonds or debt instruments issued or guaranteed by foreign governments, foreign government agencies, or international organizations; (3) bonds or debt instruments issued or guaranteed by state
ETF operator are subject to supervision of foreign regulator which is a member of International Organization of Securities Commissions (IOSCO); (2) having objective to create return for unit holders
the International Standard on Quality Control (ISQCI), established by the International Federation of Accountants (IFAC); (b) having a certified public accountant, by foreign laws or regulations, and
reason for the increase the company has increased sales of foreign products, although has the COVIC-19 outbreak situation, but still maintains close relationship with overseas customers through the use of