i.e. protection seller CDS; Please note that this is a non-exhaustive list of restricted assets. Hong Kong Covered Management Companies are encouraged to consult the SFC if in doubt on any issues. (As
i.e. protection seller CDS; Please note that this is a non-exhaustive list of restricted assets. Hong Kong Covered Management Companies are encouraged to consult the SFC if in doubt on any issues. (As
. protection seller CDS; Please note that this is a non-exhaustive list of restricted assets. Hong Kong Covered Management Companies are encouraged to consult the SFC if in doubt on any issues. (As of October
trading agreement. Therefore, it is necessary to have a clearing and settlement system whereby a clearing house acts as a Central Centerparty (CCP) for the buyer and the seller, and will guarantee clearing
trading agreement. Therefore, it is necessary to have a clearing and settlement system whereby a clearing house acts as a Central Centerparty (CCP) for the buyer and the seller, and will guarantee clearing
business relationship, investment, or administration and management of the issuer, for example, customers, suppliers of raw materials, potential business partners of the issuer, the affiliated companies of
securities company shall allow any person to have control over its administration or management except for exercise of shareholder’s right in shareholder meeting or management under agreement approved by the