each customer separately from the account of its own, in accordance with the rules specified in the notification of the SEC. In cases where the derivatives business operator has advanced its own asset to
which the management company is authorised to manage 4. Prospectus There should be a rule of practice for examining the accuracy and completeness of the prospectus 5. Change and amendment to the mutual
: (a) operation associated with the policy in Clause 5 (1) (2) and (3); (b) reporting on compliance in Clause 6 (4). (2) conduct control self-assessment to measure the effectiveness of the operating
นโยบายในข้อกำหนด 5(1) (2) และ (3) (ข) การรายงานการปฏิบัติงานในข้อกำหนด 6(4) (2) จัดให้มีการประเมินตนเองในด้านประสิทธิภาพของขั้นตอนการปฏิบัติงาน (control self-assessment : CSA) (3) จัดให้ผู้ตรวจสอบที่เป็น
shall comply with the rule related to the determination of the fair value of an investment specified by the association, mutatis mutandis; (b) in case the rule under (a) does not govern the determination
cases where the derivatives business operator has advanced its own asset to secure or satisfy the obligations incurred incidental to or resulted from derivatives transaction for the account of a customer