preparing for the FSAP assessment since 2016 by conducting self-assessment, amending regulations and processes to close any regulatory gaps found deviated from the newly published IOSCO Principles (May 2017
preparing for the FSAP assessment since 2016 by conducting self-assessment, amending regulations and processes to close any regulatory gaps found deviated from the newly published IOSCO Principles (May 2017
compliance with all relevant and applicable law and standards. (4) Review internal auditor’s independence, and approve the appointment and termination of the head of the internal audit function. Outsourcing
on related party transaction. Audit committee shall have independence as basic qualifications as required by the SET notification, meaning that audit committee shall be independent director. Q: Can
independence. 3.2.6 The board should appoint relevant committees to review specific matters, to screen information, and to recommend action for board approval; however, the board remains accountable for all
member jurisdictions, which emphasizes the independence from the accounting profession of regulatory body. The Principle was aimed at providing a guideline for IOSCO members to implement their supervisory
/Investment Planner Self-submission Company-submission for employee - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - Investment
Price lower than market price Shareholders New investors (private placement) Dilution effect Access to information Require approval of the shareholders Self-preservation of rights/ general
. The Stock Exchange of Thailand, 2012. Investor Relations Handbook. 9. The Stock Exchange of Thailand, 2014. Nomination Committee Guidelines. 10. The Stock Exchange of Thailand, 2015. Board Self
. The Stock Exchange of Thailand, 2012. Investor Relations Handbook. 9. The Stock Exchange of Thailand, 2014. Nomination Committee Guidelines. 10. The Stock Exchange of Thailand, 2015. Board Self